Investment adviser complaints August 2025

Sr. No. Received from Pending at the end of last month  Received  Resolved* Total Pending# Pending complaints > 3months  Average Resolution time^ (in days)
1 Directly from Investors 0 0 0 0 0 0
2 SEBI (Scores) 0 1 1 0 0 12
3 Others Sources (if any) 0 0 0 0 0 0
  Grand Total 0 1 1 0 0 12

 

Number of complaints received during month against the IA due to impersonation by some other entity:

Note: In case of any complaintsreceivedagainst the IAdue to impersonation of the IA by some other entity, the IA may adjust the number of such complaints from total number of received/resolved complaints while preparing the above table. Further, IA must close such impersonation related complaints after following the dueprocess asspecified by SEBI/ IAASB.

* Inclusive of complaints of previous months/years resolved in the current month/year.

# Inclusive of complaints pending as on the last day of the month/year.

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

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