RISK POLICIES - HDFC securities

For Derivative contracts , Margin will be charged basis (SPAN *1.05)+ EXPOSURE ( previously 1.50 times ) of the SPAN margin as used by the Exchange (w.e.f. 22.02.2018 End of Day).

Customers placing orders in Equity Derivatives Options Contracts from internet / mobile will not be allowed to place "Market" orders. The same is done to reduce the risk of orders getting executed at abnormal rates. Hence customers will be required to place" Limit " Orders only.

It will be applicable for Fresh Options Buy/ Sell orders only and will be effective from 15-Dec-2014

Risk Management Policy Click Here

Trading is not allowed in Securities that are in P Group and ZP Group. If you have bought any of the aforesaid securities through us and hold them in Demat form and would like to sell them, please call on (Prefix your local code)-3075 0049. Please note: Only market orders will be accepted. For further clarification you may get in touch with your Relationship Manager or Customer Care on (Prefix your local code)-39019400.

Graded Surveillance Measures:-

SEBI and Exchanges has introduced Graded Surveillance Measures (GSM) on securities which witness an abnormal price rise not commensurate with financial health and fundamentals

Securities with GSM stages greater than or equal to 2 have been suspended

Stage Surveillance Actions
I Applicable margin rate shall be 100% And price band of 5% or lower as applicable
II Trade for trade with price band of 5% or lower as applicable and Additional Surveillance Deposit (ASD) of 50% of trade value to be deposited by the Buyers
III Trade for trade with price band of 5% or lower as applicable and Trading permitted once a week (Every Monday/1st trading day of the week) And ASD (100% of trade value) to be deposited by the buyers
IV Trade for trade with price band of 5% or lower as applicable and Trading permitted once a week (Every Monday/1st trading day of the week) And ASD (100% of trade value) to be deposited by the buyers with no upward movement.

 

For list of scrips on NSE:https://www.nseindia.com/reports/gsm

For list of scrips on BSE: https://www.bseindia.com/markets/equity/EQReports/graded_surveil_measure.aspx

                                     https://www.bseindia.com/attention_investors.aspx


Securities under IBC (Insolvency and Bankruptcy Code):-

Scrips identified under IBC Stage 1 and above will be suspended for further buying.

Surveillance framework for companies under IBC

 Stages Surveillance Action
   
IBC Stage I 
  • (Gross settlement) + (± 5 % price band) + (100% margin) w.e.f. T+2 basis 
 
  • ASD (100% Trade Value) to be deposited by Buyer, retained for period as applicable to GSM scrips.
 
  • Once a week trading
  Scrips to be reviewed for exit from stage I or movement to Stage II on last trading day of the month post elapsing of minimum 1 month in IBC Stage I.
   
IBC Stage II
  • (Gross settlement) + (± 5 % price band) + (100% margin)
 
  • ASD (100% Trade Value) to be deposited by Buyer, retained for a period as applicable to GSM scrips.
 
  • Once a week trading.
 
  • No upward movement permitted.
  Scrips to be reviewed for movement to Stage I on last trading day of the month post elapsing of minimum 1 month in IBC Stage II

 

Derivatives Contract Information - https://www.nseindia.com/products-services/equity-derivatives-contract-information

Unsolicited Sms:-

The Securities identified by exchange in which unsolicited SMS are circulated has been kept suspended from further buying & selling.

For list kindly refer current watch list on  https://www.nseindia.com/regulations/unsolicited-messages-report and https://www.bseindia.com/attention_investors.aspx

 

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